Job Description
Maybank Securities is a leading brokerage house and investment bank in ASEAN. Maybank Securities provides services in corporate finance, debt markets, equity capital markets, derivatives, retail and institutional securities broking and research.
This is a contract role with the possibility of converting to a permanent position.
Job Description
- Perform trade surveillance function and routine compliance reviews.
- Perform control room and business monitoring functions.
- Perform AML-related reviews and support.
- Support appointed representatives and product teams on routine compliance and business conduct matters.
- Review of product related marketing and training materials.
- Administration of e-learning on compliance related training.
Requirements
- Bachelor degree in Accountancy, Business Administration or relevant discipline/ qualifications.
- 2-3 years of audit or compliance...
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