Job Description
The primary focus of this role is to support and/or contribute efforts to supervise risk across a broad range of regulated entities in line with the risk‑based approach. This role is responsible for supervision of Conduct of Business Risk and a broad range of regulated entities to ensure compliance with relevant regulations, providing technical guidance, and engagement with internal and external stakeholders.
Key ResponsibilitiesA Manager is expected to spend the majority of their time supporting the Senior Manager and dealing with allocated work streams of regulated entities. The allocated work streams will vary in terms of impact and complexity.
Supervision of regulated entities- Support and/or contribute to the monitoring of risks of regulated entities and ensure they comply with supervisory service standards, processes and procedures.
- Support and/or contribute to the professional discussions with the management ...
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