Job Description
Description The Associate Vice President, Financial Crimes will be responsible for the 3rd line of defence audit coverage for TD Bank Group's Financial Crimes related activities across the first and second line.
Roles and Responsibilities
Develop a risk-based Audit Plan for TD's Financial Crimes portfolio and provide periodic reporting to governance committees including Audit Committees
Deliver the plan evenly over the course of the year subject to approval of the TDBG Audit Committees and regulatory expectations
Adhere to audit standards
Recommend, support & maintain appropriate resources to execute the plan, including the requisite subject‑matter expertise
Identify all significant control gaps in coverage areas
Provide clear, comprehensive and timely reporting on significant control matters
Stay current on evolving regulatory expectations and industry practices and incorporate into Audit Plan and approach
Roles and Responsibilities
Develop a risk-based Audit Plan for TD's Financial Crimes portfolio and provide periodic reporting to governance committees including Audit Committees
Deliver the plan evenly over the course of the year subject to approval of the TDBG Audit Committees and regulatory expectations
Adhere to audit standards
Recommend, support & maintain appropriate resources to execute the plan, including the requisite subject‑matter expertise
Identify all significant control gaps in coverage areas
Provide clear, comprehensive and timely reporting on significant control matters
Stay current on evolving regulatory expectations and industry practices and incorporate into Audit Plan and approach
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