Job Description
Manager – Trade Compliance
Job Summary:
Trade Compliance leads client-facing compliance operations and acts as a key bridge between onshore stakeholders, implementation managers, product development, and offshore teams. This role owns the understanding and translation of client compliance requirements, ensures accurate delivery across pre- and post-trade compliance, and drives high-quality execution and client satisfaction.
Key Responsibilities
Act as the primary point of contact for onshore clients and internal stakeholders for Trade Compliance.
Lead client discussions to understand, clarify, and challenge compliance requirements, ensuring clear and complete handoffs to Implementation Managers.
Oversee pre-trade, post-trade, and end-of-day compliance across the investment lifecycle.
Review and guide compliance rule setup, testing, troubleshooting, and approvals across portfolio and...
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