Compliance Analyst

Role Summary

The Compliance Analyst will report to a Senior Compliance Manager on the Compliance team. They will be responsible for carrying out periodic tests in line with the Compliance monitoring plan. Testing will include key investor protection areas under MIFID II such as Suitability, Appropriateness, Product Governance and Client Categorisation among other areas. The Analyst will have the opportunity to interact with a wide range of business stakeholders in the role and provide compliance feedback and recommendations. The Analyst will present their work to the team at regular compliance monitoring meetings and contribute to enhancing the Cantor Fitzgerald investor protection framework on an ongoing basis. The Analyst will be responsible for reviewing marketing materials and will assist with other Compliance related tasks as required.

Under The Central Bank of Ireland’s (CBI) Individual Accountability Framework (IAF) established under The Central Bank (Indi...