Job Description
Built on meritocracy, our unique company culture rewards self-starters and those who are committed to doing what is best for our customers.
Job title: Compliance Assistant - Italian speaking
Location: London
Salary: negotiable
Responsibilities
- Act as first point of contact for compliance issues
- Complaints coordinating
- Ensure compliance monitoring plan is on target
- Conflicts of interest policy/register review and ensure up-to-date
- Deal with TOBA issues/maintain TOBA register
- Ownership of risk register/updates
- Disseminating Compliance Information/Conduct Management Information to the Board
- Attend LIIBA/Lloyd’s/London Market training/seminars
- Ownership of Gift & Hospitality registers
- Due diligence of producing brokers
- Responsible for keeping Compliance Manual up-to-date
- Regulatory returns to FCA / FSMA
- Product O...
Apply for This Position
Ready to take the next step? Click the button below to submit your application.
Submit Application