Job Description
Join IG Wealth Management as a Compliance Manager focusing on Tier 1 supervision in Canada. This pivotal role emphasizes compliance oversight and team training within a hybrid work environment.
As the Compliance Manager, you will oversee crucial Tier 1 activities, ensuring adherence to regulatory standards while supporting IG Wealth Management's operational integrity. Your 7+ years in compliance positions you to handle complex trading regulations and develop training programs that empower registrants in their roles.
Key Responsibilities:
• Supervise daily trading and KYC processes
• Resolve compliance issues with registrants
• Manage training programs for staff compliance
• Conduct branch and office compliance audits
• Participate in regulatory oversight audits
Requirements:
• 7+ years in compliance-related positions
• Degree in business or relevant field
• Must qualify for CIRO registration
• Exceptional organizational and communication skills
• ...
As the Compliance Manager, you will oversee crucial Tier 1 activities, ensuring adherence to regulatory standards while supporting IG Wealth Management's operational integrity. Your 7+ years in compliance positions you to handle complex trading regulations and develop training programs that empower registrants in their roles.
Key Responsibilities:
• Supervise daily trading and KYC processes
• Resolve compliance issues with registrants
• Manage training programs for staff compliance
• Conduct branch and office compliance audits
• Participate in regulatory oversight audits
Requirements:
• 7+ years in compliance-related positions
• Degree in business or relevant field
• Must qualify for CIRO registration
• Exceptional organizational and communication skills
• ...
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