Job Description
Position Responsibilities:
Review sales, marketing, and other communications materials across institutional and retail distribution channels.
Carry out essential compliance monitoring tasks, including (but not limited to) social media monitoring, daily clippings, website post surveillance and other related ad hoc monitoring activities
Assist in implementing and maintaining standards and controls for the compliance review process, including process improvement and record keeping
Collaborate on compliance team projects, such as social media, data analysis, and using AI to facilitate review etc.
Share best practices with other team members, thus ensuring consistency in the way business/process/products are developed and maintained to be in compliance with regulatory and company requirements
Maintains good working relationship with the team, business unit and stakeholders by consistent communicat...
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