Compliance Senior Associate

Description

:
Roles & Responsibilities (essential functions and responsibilities of the job):
 Implement compliance testing framework, and methodology / checklists for compliance testing.
Contribute to improvement of the framework including aspects being reviewed and newer areas
to be included in the future
 Lead and perform compliance testing and other projects assigned to the Compliance team.
Supervise teams / managers and provides guidance.
 Evaluate and examine applicable guidelines / policies / SOPs for areas being reviewed to refine
testing attributes, identify unmitigated risks and suggest improvements
 Review testing sheets and backup documents to ensure they are in accordance with re-
performance standards and are updated in the central database.
 Track and follow up on progress of implementation of recommendations with key stakeholders
 Finalize exceptions and discuss them with concerned teams to a...