Job Description
THE COMPANY:
Our client is a leading global Brokerage firm based in the City. They are looking for a Senior Compliance Manager to support the Compliance function in the design, implementation and maintenance of a risk based compliance framework.
THE RESPONSIBILITIES:
Compliance oversight and advisory:
- Provide guidance and objective challenge to the business on the management of compliance risks.
- Undertake compliance monitoring activities in line with the Compliance Plan.
- Ensure the Compliance framework is robust, effective and appropriately embedded across the organisation.
- Produce management information and reporting on the effectiveness of management of compliance risks.
- Support the business in implementing changes to processes and procedures arising from new or amended regulatory requirements, including initiatives to enhance the control framework where required.
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