Director - Compliance Audit

Key Responsibilities

• Function as Key Risk Owner for Compliance Risk across BIA; specifically, Wholesale Conduct and Regulatory Compliance risks. Responsible for maintaining the BIA Risk Assessment Rules for Compliance and providing subject‑matter input to the BIA audit teams on the scope of audits covering Wholesale Conduct and Regulatory Compliance risks.
• Support the BIA Portfolio Manager for Compliance in the ongoing review and structure of the BIA Compliance Audit Universe and input to BIA’s Board reporting on Compliance.
• Maintain stakeholder relationships across the Compliance function to inform BIA’s assessment of the Compliance function.
• Function as Audit Owner on audits of processes operated by the Compliance function, including regular coverage of markets surveillance.

Purpose of the Role

To support the development of audits aligned to the bank’s standards and objectives by working collaboratively wit...