Job Description
- Serve as the firm’s principal legal advisor on trading, market conduct, and securities regulation across MAS, SFC, SEC/CFTC/FINRA, and FCA frameworks.
- Advise business leadership on market access, exchange memberships, clearing arrangements, and cross-border trading structures.
- Lead regulatory engagement including inquiries, filings, and enforcement actions, maintaining strong relationships with key regulators.
- Oversee legal support for fund formation, M&A, joint ventures, seed investments, and strategic transactions.
- Manage entity formation, licensing, and operational buildouts across trading, R&D, and investment operations.
- Negotiate critical documentation including LPAs, ISDAs/CSAs, prime brokerage, and execution agreements.
- Direct the firm’s IP protection strategy, covering proprietary code, data, a...
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