Job Description
RESPONSIBILITIES
:Lead and develop a team responsible for guideline interpretation, implementation, and ongoing governance
Partner with Client-Facing and Legal teams to negotiate and operationalize investment discretion language
Interpret complex investment restrictions across client mandates and regulatory frameworks
Oversee the design and implementation of compliance rules within internal systems
Support the Trade Floor by providing timely, practical guidance on guideline-related questions
Drive resolution of portfolio guideline inquiries and escalations
Lead and deliver strategic initiatives to enhance guideline processes, scalability, and automation
POSITION REQUIREMENTS:
Bachelor’s degree (Finance, Economics, Business, Accounting, or related field preferred)
7+ years of experience in investment compliance, asset manageme...
Apply for This Position
Ready to take the next step? Click the button below to submit your application.
Submit Application