Job Description
Join BMO Nesbitt Burns as a Senior Compliance Manager, spearheading regulatory engagement and compliance on a 12-month contract. Harness your expertise to guide a key modernization project.
The ideal candidate will collaborate closely with the Chief Compliance Officer and Managing Director in facilitating regulatory submissions and compliance documentation. You will play a pivotal role in ensuring the Project meets all regulatory standards, while building essential relationships across various departments.
Key Responsibilities:
• Coordinate and finalize regulatory applications and submissions
• Document current and future compliance models and their impacts
• Lead compliance initiatives in technology and process modernization
• Support development of compliance monitoring frameworks
• Engage with senior-level stakeholders to ensure project success
Requirements:
• 8+ years of experience in compliance within financial services
• Relevant degree and certifica...
The ideal candidate will collaborate closely with the Chief Compliance Officer and Managing Director in facilitating regulatory submissions and compliance documentation. You will play a pivotal role in ensuring the Project meets all regulatory standards, while building essential relationships across various departments.
Key Responsibilities:
• Coordinate and finalize regulatory applications and submissions
• Document current and future compliance models and their impacts
• Lead compliance initiatives in technology and process modernization
• Support development of compliance monitoring frameworks
• Engage with senior-level stakeholders to ensure project success
Requirements:
• 8+ years of experience in compliance within financial services
• Relevant degree and certifica...
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