Full-time Posted June 27, 2026
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Job Description

Your job

As a Regulatory Finding Manager (Non-Financial Risk Specialist) in the Regulatory Finding Management team, your role is structured around three key priorities:

1. Finding Management:

  • Maintaining oversight of open regulatory findings and ensuring timely assignment to appropriate Finding Owners.
  • Assisting with the coordination of responses to regulatory findings across stakeholders and ensuring proper documentation.
  • Monitoring the implementation status of action plans and flagging delays or issues to relevant stakeholders.
  • Contributing to reporting on the status of open findings, ensuring data accuracy and action-based insights.
  • Supporting the coordination of Internal Model Investigations (IMIs) and On-Site Inspections (OSIs) and updating the OSI playbook as needed.
  • 2. Root Cause Support:

  • Supporting the analysis of regulatory findings to identify contributing factors and areas ...
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