Job Description
Join Scotiabank in Toronto as a Trade Floor Supervision Associate. Focus on managing compliance and risk while monitoring communications related to trading activities in a high-performing team environment.
This position at Scotiabank involves actively supervising communications surrounding trading operations. Found within the Global Banking and Markets division, you will work alongside teams to identify regulatory breaches and advise on risk management strategies. A keen understanding of trading lingo and procedures is essential for success.
Key Responsibilities:
• Investigate regulated communications for violations
• Verify details and accuracy of communications
• Collaborate with senior management on compliance
• Organize records to reflect adherence to policies
• Contribute to maintaining operational risk controls
Requirements:
• Background in Capital Markets is essential
• Degree in Business, Economics, or equivalent
• Familiarity with securities re...
This position at Scotiabank involves actively supervising communications surrounding trading operations. Found within the Global Banking and Markets division, you will work alongside teams to identify regulatory breaches and advise on risk management strategies. A keen understanding of trading lingo and procedures is essential for success.
Key Responsibilities:
• Investigate regulated communications for violations
• Verify details and accuracy of communications
• Collaborate with senior management on compliance
• Organize records to reflect adherence to policies
• Contribute to maintaining operational risk controls
Requirements:
• Background in Capital Markets is essential
• Degree in Business, Economics, or equivalent
• Familiarity with securities re...
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